Samuel Terry Asset Management Pty Limited Anti-Money Laundering & Counter-Terrorism Financing Legislation

Information to be provided from Investors

Individual

You must provide the following information:

• Full name;
• Date of birth; and
• Full residential address.

If you are a sole trader, in addition you will need to provide:

• Full business name (if any);
• Full address of principal place of business (if any) ; and
• ABN (if any).

MAIN IDENTIFICATION
Send us a certified copy of one of these:

• An Australian photograph driver’s licence (copy the front and back)

• An Australian passport (a passport that has expired within the preceding two years is acceptable) – copy the pages that identify you.

• A State or Territory photograph proof of age card; or
• A foreign passport or similar travel document containing a photograph and signature.

SECTION 4 – PROOF OF IDENTIFICATION FOR INDIVIDUALS
SECONDARY IDENTIFICATION

If you can’t send us one of the above, then send us
A certified copy of one of these:

• An Australian birth certificate
• An Australian citizenship certificate
• A Centrelink Pension card; or
• A Centrelink health card

 
Plus a certified copy of one of these:

• An Australian Government document not older than 12 months that shows a financial benefit, your name and your residential address,
• An ATO document not older than 12 months that shows a money payable to or from the ATO, your name and your residential address,
• A utilities account not older than 3 months that shows your name and your residential address; or
• If under the age of 18, a notice from a school principal not older than 3 months that shows your name, your residential address and the period of time you attended that school.

Australian Company

You must provide the following information:

• Full name as registered by ASIC;
• Full address of registered office;
• Full address of principal place of business (if any);
• ACN;
• Whether registered as proprietary or public;
• If proprietary, name of each director;
• If proprietary and not licensed and regulated by a statutory regulator, name and address of each individual who owns more than 25% of the issued capital ;

Trustees

You must provide the following information:

• Full name of the trust;
• Full business name (if any) of the trustee;
• Type of trust;
• Country where established;
• In respect of a trustee, information required to be collected for an individual or for a company as applicable;
• Full name of each trustee in respect of the trust; and the full name of each beneficiary or, if the terms of the trust identify beneficiaries by reference to a class, details of that class; and a certified copy of the Trust Deed, except where the trust is:

• a managed investment scheme registered with ASIC; or
• a managed investment scheme not registered with ASIC and that:

• only has wholesale clients; and
• does not make small scale offerings to which section 1012E of the Corps Act applies;

• a government superannuation fund established under legislation; or
• a trust that is registered and regulated by a Cth statutory regulator in respect of its trust activities.

Foreign company registered by ASIC

You must provide the following information:

• Full name as registered by ASIC ;
• Country where formed, incorporated or registered;
• Full address of registered office in Australia;
• Full address of principal place of business in Australia (if any) or the full name and address of local agent ;
• ARBN;
• Whether registered by the relevant foreign body and if so as private or public or other;
• If private, name of each director;
• If proprietary or private and not regulated by an Australian regulator, name and residential address of any individual who owns more than 25% of the issued capital;

Foreign company not registered by ASIC

You must provide the following information:

• Full name;
• Country where formed, incorporated or registered;
• Whether registered by a relevant foreign registration body;
• If registered, full registered address or if not, full address of principal place of business in country of formation;
• If registered, any identification number issued to the company by foreign body;
• Whether registered as private or public or other;
• If registered as private, name of each director;
• If proprietary or private, name and residential address of any individual who owns more than 25% of the issued capital;

Agents of Customers

You must provide the following information:

• Full name of agent;
• Evidence of customer's authorisation of the agent; and
• Information required to be collected for an individual or for a company as applicable

Back to top